Upgrading contracts

You may need to upgrade your contract code to fix bugs (in either design or implementation). You can substitute one version of the contract code for another, or change to a contract that can migrate the existing state objects. When state objects are added as outputs to transactions, they are linked to the revelant contract code using the StateAndContract type. To change a state’s contract, substitute one ContractClassName for another.

To upgrade a contract:

  1. The contract developer develops a new version (Y) of an existing contract (X).
  2. The developer notifies all existing users (for example, via a mailing list or CorDapp store) to stop their nodes from issuing further states with contract X.
  3. The parties that signed the existing contract review the new contract, and identify the contract states they agree to upgrade. They may decide not to upgrade some contract states.
  4. The signing parties instruct their Corda nodes (via RPC) to upgrade state objects with contract X to state objects with contract Y, using the agreed upgrade path.
  5. One of the parties (the Initiator) initiates a flow to replace state objects referring to contract X with new state objects referring to contract Y.
  6. A proposed transaction (the Proposal), with the old states as inputs and the reissued states as outputs, is created and signed with the node’s private key.
  7. The Initiator node sends the proposed transaction, along with details of the new contract upgrade path that it is proposing, to all participants of the state object.
  8. Each counterparty (the Acceptors) verifies the proposal, signs or rejects the state reissuance accordingly, and sends a signature or rejection notification back to the initiating node.
  9. If the Initiator receives signatures from all parties, it assembles the complete signed transaction and sends it to the notary.

Each of the participants in the state for which the contract is being upgraded must instruct their node that they agree to the upgrade before the upgrade can take place. The ContractUpgradeFlow manages the authorization process. Each node administrator can use RPC to trigger either an Authorize or a Deauthorize flow for the state in question.

@StartableByRPC
class Authorise(
        val stateAndRef: StateAndRef<*>,
        private val upgradedContractClass: Class<out UpgradedContract<*, *>>
) : FlowLogic<Void?>() {

ContractUpgradeFlow.kt

@StartableByRPC
class Deauthorise(val stateRef: StateRef) : FlowLogic<Void?>() {
    @Suspendable
    override fun call(): Void? {

ContractUpgradeFlow.kt

After all parties have authorized the contract upgrade for the state, one of the contract participants can initiate the upgrade process by triggering the ContractUpgradeFlow.Initiate flow. Initiate creates a transaction including the old state and the updated state, and sends it to each of the participants. Each participant will verify the transaction, create a signature over it, and send the signature back to the initiator. Once all the signatures are collected, the transaction will be notarised and persisted to every participant’s vault.

Suppose Bank A has entered into an agreement with Bank B which is represented by the state object DummyContractState, and governed by the contract code DummyContract. A few days after the exchange of contracts, the developer of the contract code discovers a bug in the contract code.

Bank A and Bank B decide to upgrade the contract to DummyContractV2.

The developer creates a new contract, DummyContractV2 extending the UpgradedContract class. A new state object DummyContractV2.State references the new contract:

class DummyContractV2 : UpgradedContractWithLegacyConstraint<DummyContract.State, DummyContractV2.State> {
    companion object {
        const val PROGRAM_ID: ContractClassName = "net.corda.testing.contracts.DummyContractV2"

        /**
         * An overload of move for just one input state.
         */
        @JvmStatic
        fun move(prior: StateAndRef<State>, newOwner: AbstractParty) = move(listOf(prior), newOwner)

        /**
         * Returns a [TransactionBuilder] that takes the given input states and transfers them to the newOwner.
         */
        @JvmStatic
        fun move(priors: List<StateAndRef<State>>, newOwner: AbstractParty): TransactionBuilder {
            require(priors.isNotEmpty()) { "States to move to new owner must not be empty" }
            val priorState = priors[0].state.data
            val (cmd, state) = priorState.withNewOwner(newOwner)
            return TransactionBuilder(notary = priors[0].state.notary).withItems(
                    /* INPUTS  */ *priors.toTypedArray(),
                    /* COMMAND */ Command(cmd, priorState.owners.map { it.owningKey }),
                    /* OUTPUT  */ StateAndContract(state, DummyContractV2.PROGRAM_ID)
            )
        }
    }

    override val legacyContract: String = DummyContract::class.java.name
    override val legacyContractConstraint: AttachmentConstraint = AlwaysAcceptAttachmentConstraint

    data class State(val magicNumber: Int = 0, val owners: List<AbstractParty>) : ContractState {
        override val participants: List<AbstractParty> = owners

        fun withNewOwner(newOwner: AbstractParty): Pair<Commands, State> {
            val newState = this.copy(owners = listOf(newOwner))
            return Pair(Commands.Move(), newState)
        }
    }

    interface Commands : CommandData {
        class Create : TypeOnlyCommandData(), Commands
        class Move : TypeOnlyCommandData(), Commands
    }

    override fun upgrade(state: DummyContract.State): State {
        return State(state.magicNumber, state.participants)
    }

    override fun verify(tx: LedgerTransaction) {
        // Other verifications.
    }
}

DummyContractV2.kt

Bank A instructs its node to accept the contract upgrade to DummyContractV2 for the contract state.

val rpcClient : CordaRPCClient = << Bank A's Corda RPC Client >>
val rpcA = rpcClient.proxy()
rpcA.startFlow(ContractUpgradeFlow.Authorise(<<StateAndRef of the contract state>>, DummyContractV2::class.java))

Bank B initiates the upgrade flow, which will send an upgrade proposal to all contract participants. Each of the participants of the contract state will sign and return the contract state upgrade proposal once they have validated and agreed with the upgrade. The upgraded transaction will be recorded in every participant’s node by the flow.

val rpcClient : CordaRPCClient = << Bank B's Corda RPC Client >>
val rpcB = rpcClient.proxy()
rpcB.startFlow({ stateAndRef, upgrade -> ContractUpgradeFlow(stateAndRef, upgrade) },
    <<StateAndRef of the contract state>>,
    DummyContractV2::class.java)

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